IAU-Auditor
At a glance
Mid-level Audit & Controls role at Nomura Holdings. Mumbai.
Pay not stated Audit & Controls salary
financeroles summary, based on the employer's posting.
What you'll do
- Lead small groups of auditors working on vendor-focused audits
- Build effective relationships with auditees and handle communication with senior stakeholders
- Assess audit findings for their importance and business impact, applying risk and commercial judgment
- Plan audit work and projects so deadlines, budgets and timing stay on track
What you bring
- Substantial vendor-specialist experience in an audit team at a major financial institution, accounting firm or related setting
- Strong knowledge of vendor management practices in financial services and regulations such as EBA, PRA or another listed regime
- A record of building relationships with auditees and managing senior-level stakeholders
- Clear written and spoken communication, sound judgment, and strong project and time management
Who this fits
This role suits an experienced vendor audit specialist who has led small auditor teams and can work with senior stakeholders. The position is based in Mumbai, India.
From the employer
Overview:
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com
Nomura Services India, (Powai) supports Nomura’s businesses around the world. Powai’ s world class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support have played a key role in facilitating Nomura’s global operations and are an integral part of Nomura’s global expansion plans. The Powai operation is a critical part of the platform to support the growth of Nomura’s global business.
•
Expert Knowledge Of Vendor Management Best Practice Within The Financial Services Industry.
•
Significant Experience Of Working As A Vendor Specialist In The Audit Team Of A Major Financial Institution, Accountancy Firm Or Related Area.
•
Knowledge Of Relevant Regulation That Impacts Vendor Management, For Example EBA,PRA, MAS, JFSA Requirements.
•
Experience Leading Small Teams Of Auditors.
•
Relationship Management: Has The Proven Ability To Build Strong Relationships With Auditees And Can Effectively Manage Upwards At Senior Levels. Demonstrates Clear Understanding Of The Business Needs And Exceeds Expectations. Able To Network And Manage Relationships At Senior Levels Across The Organisation And In The Wider Financial Services Industry.
•
Confident Manner And Strong Communication Skills, Both Oral And Written.
•
Sound Judgement On The Criticality And Impact Of Issues Identified, With A Risk And Commercial Focus.
•
Strong Time And Project Management Skills, Consistently Delivering To Deadlines (Budget And Time).
Equal Opportunity Employer:
Nomura is an equal opportunities employer. We are committed to providing equal opportunities throughout employment including in the recruitment, training and development of employees (including promotion, transfers, assignments and beliefs). We prohibit discrimination in the workplace whether on grounds of gender, marital or domestic partnership status, pregnancy, career’s responsibilities, sexual orientation, gender identity, race, color, national or ethnic origins, religious belief, disability or age. Our objective is to attract job applications and applications for development from the best possible candidates and to retain the best people.
Audit & Controls work from LinkedIn, X, Reddit and Upwork, in one list.
Each morning you get everything that fits, strongest first.
Audit & Controls
Find me workBy the team behind financeroles.