AML Senior Specialist
At a glance
Senior Risk & Financial Compliance role at Fa Euxc Saasfaprod1. Willemstad · full-time.
Pay not stated Risk & Financial Compliance salary
financeroles summary, based on the employer's posting.
What you'll do
- Review investor KYC files for the required due diligence level and check that records are complete and accurate
- Track missing investor documents, follow up on pending items and escalate overdue or difficult cases to the Account Manager
- Assess KYC risk under Account Manager supervision and handle cases involving third-party payments
- Maintain KYC files in the CFS document system and keep separate records for high-risk investors, including PEPs
- Monitor designated investors, oversee risk ratings and reviews, and ensure required approvals are obtained on time
What you bring
- A bachelor’s degree in business administration, management, economics, law or another listed field
- At least three years in compliance or a customer service role
- Coaching experience and strong working ability with MS Office
- Knowledge of financial markets, hedge funds, and compliance rules covering KYC and AML
Who this fits
This senior specialist role suits someone who can manage detailed KYC reviews, communicate with investors or investment managers, and work with the Account Manager on risk decisions. The role is based in Willemstad, Curaçao. The listing describes flexible working arrangements as a benefit.
From the employer
(Multiple Full-Time positions available due to expansion)
About Citco:
The market leader. The premier provider. The best in the business. At Citco, we’ve been the front-runner in our field since our incorporation in 1948 led to the evolution of the asset servicing sector itself. This pioneering spirit continues to guide us today as we innovate and expand, push beyond the boundaries of our industry, and shape its future. From working exclusively with hedge funds to serving all alternatives, corporations and private clients, our organization has grown immensely across asset classes and geographies. For us, this progress is a pattern that we’ll only maintain as we move forward, always prioritizing our performance. So for those who want to play at the top of their game and be at the vanguard of their space, we say: Welcome to Citco.
About the Team & Business Line:
Fund Administration is Citco’s core business, and our alternative asset and accounting service is one of the industry’s most respected. Our continuous investment in learning and technology solutions means our people are equipped to deliver a seamless client experience.
Your Role:
The KYC/AML team’s Senior Specialist will provide excellent service and is responsible for gathering of KYC documentation and related activities for the several CFS offices. The Senior Specialist will further communicate with Investors and/or Investment Managers as regards to required KYC documentation. The role further entails proper handling of difficult cases and management of all aspects concerning the KYC shared folder.
- You will remain up-to-date and well informed about relevant international developments.
- Review KYC records with an emphasis on standard/enhanced due diligence and where applicable simplified due diligence KYC cases; ensure each is completed accurately in line with the due diligence level required
- Ensure at all times that Citco’s standards are complied with
- Make risk based approach decisions on KYC under supervision of Account Manager
- Proper and timely handling of cases involving third party payments
- Maintain an instant overview of complete and incomplete KYC records of investors and monitoring the actions taken to complete these KYC records
- Ensure escalation of any cases that have not been completed on a timely basis as well as timely escalation of difficult cases to the Account Manager
- Handle KYC documents in the CFS Document Management System in accordance with the procedures developed
- Monitor investors and their activities for those investors designated as requiring monitoring
- Maintain a database and separate files for High Risk Investors (including PEP’s), ensure approvals for such relationships are timely obtained in accordance with the procedures, and that reviews of these investors are performed in accordance with the policy and procedures
- Ensure that all investor relationships are risk rated and reviewed as per established procedure
- Timely follow-up on pending items
- Meet or exceed internal and external quality standards for exceptional customer service
- Teamwork is especially important in this position
About You:
- You have a Bachelor’s Degree in Business Administration/Management, Economics and Law (MER, Accounting, Finance or Economics
- 3 years’ experience in Compliance or customer service environment
- Coaching experience
- Excellent MS Office skills
- Knowledge of the financial markets and hedge fund industry
- Solid knowledge of compliance and regulatory issues, including Know Your Customer (KYC) and anti-money laundering (AML) policies
Our Benefits
Your well-being is of paramount importance to us, and central to our success. We provide a range of benefits, training and education support, and flexible working arrangements to help you achieve success in your career while balancing personal needs. Ask us about specific benefits in your location.
We embrace diversity, prioritizing the hiring of people from diverse backgrounds. Our inclusive culture is a source of pride and strength, fostering innovation and mutual respect.
Citco welcomes and encourages applications from people with disabilities. Accommodations are available upon request for candidates taking part in all aspects of the selection.
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