Auditor, GCAD - Investigations MY
At a glance
Mid-level Audit & Controls role at CIMB Singapore. Malaysia · full-time.
Pay not stated Audit & Controls salary
financeroles summary, based on the employer's posting.
What you'll do
- Investigate suspected fraud, abuse, complaints and other irregularities tied to banking activities in Malaysia and the region
- Establish what happened, how it was carried out, who was involved and where controls or processes failed
- Assess fraud controls, communications, monitoring and governance, then recommend changes to prevent repeat incidents
- Write investigation reports and coordinate with law enforcement or regulators, attending court when required
- For a team leader assignment, oversee audit work and coach team members through supervision and on-the-job training
What you bring
- At least three years of banking experience, along with audit or assurance work
- You can analyze evidence, write clear reports, learn quickly and work independently
Who this fits
This role suits someone who can investigate irregularities, assess controls and turn findings into practical recommendations. Team leadership duties apply to the Team Leader role.
From the employer
1. Provide independent investigation services in establishing the facts, modus operandi of frauds (where applicable), control deficiencies, process gaps and making appropriate recommendations
2. Investigation of frauds, allegations of abuse, complaints from within or outside the Group or any other types of irregularities reported to GCAD in respect of the Group banking activities in Malaysia and regional.
3. Determine whether fraud or irregularity was committed, identify the perpetrator and to determine the Modus Operandi.
4. Review and evaluate the following;
a. Control Environment and the effectiveness of internal controls;
b. Control Activities relating to the operating effectiveness of fraud-related controls to ensure that they are in place;
c. Information and Communication, by assessing the operating effectiveness of information and communication systems and practices;
d. Monitoring, by assessing the monitoring activities and support the development of fraud indicators;
e. Governance Practices, while taking into account the requirements of the Group’s various internal control policies as well as statutory and regulatory requirements governing the Group and Banking Industry; and
f. Nature and root causes leading to the fraudulent acts, and henceforth to identify the perpetrators and means to enhance internal control processes .
5. To provide specific recommendations regarding appropriate action to be taken in cases of frauds or other irregularities to Group Corporate Resources and/or other affected business units and entities of the Group and suitable recommendations to improve controls so as to prevent recurrence of fraud or irregularity.
6. Preparation of timely and quality investigation report upon completion of investigation
Work with investigating law enforcement agencies, regulatory bodies and attend Court Hearings where necessary.
7. Carry out any other responsibilities/tasks as assigned by the Investigation Department Head from time to time.
8. Ensure compliance with relevant regulatory requirements and adherence to the Group & GCAD P&P.
9. For Team Leader role, to manage all aspects of audit assignments, including providing supervision and guidance to team members as well as on-the-job training.
10. Candidate with at least 3 years of banking experience, has audit/assurance experience, analytical, good report writing skill, fast learner and can work independently. Knowledge in data analytics or IT general control (ITGC) is an advantage.
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